NHS
trusts — star ratings
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A new
organisation
The Healthcare
Commission was launched on 1 April 2004 and almost immediately asked
for views on its corporate plan for 2004-08, Informing, inspecting,
improving. See www.healthcarecommission.org.uk.
Public statements
from both the chair, Professor Sir Ian Kennedy, and chief executive,
Anna Walker, seem to suggest that the commission has already begun
to flex its muscles. Both have said that it would not hesitate in
recommending the closure of a trust if it believed that patients
were at serious risk. The HSJ has suggested that the arrival
of both the commission and foundation trusts ushers in a new era:
‘The NHS
will not feel much different today, but in three year’s time
it will be clear that 1 April 2004 was a watershed in the development
of English healthcare’.
We shall see…
2003/04
star ratings
The Healthcare
Commission published the latest NHS trust star ratings for 2003/04.
Although there are more three star organisations than ever before,
the ratings appear to show that NHS performance varies widely across
the country. In the north of England, 86 per cent of PCTs have two
or three stars, but in London, no PCT has three stars. The three
star trusts include 74 acute hospitals, 10 ambulance trusts, 15
mental healthcare providers and 44 PCTs. However, 35 organisations
received zero stars. These include 10 acute hospitals, four ambulance
trusts, seven mental health providers and 14 PCTs.
The commission
said that overall the health service in England was improving but
that it was concerned that more than one in three mental health
trusts had just one star or less and had a particular go at the
quality of information which these trusts were able to provide.
Also interestingly, four of the new foundation trusts (Addenbrooke’s,
Moorfields, Papworth and Peterborough) lost their three star statuses
in the 2004 ratings (but remain as foundation hospitals), as did
another 10 wannabe hospitals, which were expected to join them as
foundation hospitals in October 2004 but now won’t. Some 12
trusts have actually appealed to the Healthcare Commission challenging
their star ratings — six PCTs, four acute trusts and 2 mental
health trusts. These yearly ups and downs could well destabilise
the whole foundation trust philosophy. See the 2004
performance ratings.
NHS influencers
should note that there is an excellent resource on the star ratings,
which provides a map of England with each PCT boundary. Clicking
on the map brings up the star rating for either 2003 or 2004 and
also the detailed Healthcare Commission report for that PCT. This
should be an invaluable aid to PCT business planning. See Primary
care trust ratings 2003 and 2004. Local teams should
know about the current star rating system and the implications for
trusts as well as the actual stars given. NHS influencers should
definitely know which of their local trusts are either zero-rated
or three star-rated. Local hospital sales teams also need to know
where their own hospitals rank in terms of local business planning.
The commission website holds all these performance ratings and is
divided into trust type (ie, acute, ambulance, mental health and
primary care). The ratings can be searched by trust name, SHA, or
browsed by trust-type.
Dr Foster
Hospital Guide
The Sunday
Times Good Hospital Guide was published again in 2004 in conjunction
with Dr
Foster. This is a must-read for hospital sales forces.
Apart from ratings by mortality for all English hospitals and useful
comment on each hospital, there is content about the postcode lottery
in health and that star ratings do not gel at all with clinical
outcomes. Nigel Edwards, NHS Confederation policy director, said
in an accompanying Sunday Times article (16/05/04):
‘We now
need to start looking at whether the way we treat people actually
makes them better.’
Any move away
from process (waiting times) to outcomes (death!) would of course
be good news for companies.
Credibility
of the star ratings system
The star-rating
system has moved from the DH, to CHI and now to the Healthcare Commission,
but still faces major criticism from a number of quarters. For instance,
the credibility of the star ratings system was called into question
by an Audit Commission analysis which found several ‘highly
starred trusts’ had weak management and financial arrangements,
while some zero-star trusts performed better. The commission compared
assessments by local auditors in September 2002 on trusts’
management ability and their likelihood of achieving year-end targets
with the star ratings they had been awarded two months earlier.
Achieving
the NHS Plan suggests that the DH star ratings are
only ‘weakly related’ to performance or management ability.
Also see the
BMJ article, ‘Star
rating system fails to reduce variation’, for
comment linking star ratings to health outcome measurement.
Shadow Health
Secretary Andrew Lansley has said:
‘This
has got to stop. Star ratings do not give an accurate reflection
of a hospital's performance. They are extremely misleading for patients’.
Liberal Democrat
health spokesman Paul Burstow has said:
‘Hardworking
NHS staff are being forced to run around chasing government targets
instead of getting on with the job of treating patients’.
The NHS Alliance
has said:
‘The system
is widely regarded as flawed… What is needed is greater collaboration
between the Healthcare Commission and PCTs in setting meaningful
performance measures’.
NHS Alliance
Chairman Dr Michael Dixon added:
‘We agree
with many other experts that awarding stars — rather like
a restaurant guide — is too simplistic and too crude to provide
meaningful information about how primary care trusts are really
performing. The system is in danger of becoming of interest only
to Healthcare Commission insiders, politicians and journalists,
but irrelevant to frontline professionals, patients and the public’.
And King’s
Fund chief economist Professor John Appleby has commented on the
apparent ‘volatility’ of the star ratings system:
‘It is
well known that in composite performance measures that if there
is too much movement there is something wrong. In general too much
volatility from year to year indicates the system is overly sensitive’.
Healthcare
report 2004
The Healthcare
Commission has published its first overall report on healthcare
in England and Wales. State
of healthcare report 2004 examines various aspects
of the NHS provision of healthcare, including care in hospitals
and in the community, public health, mental health, care of children
and of the elderly. The report says that although there are many
signs that NHS healthcare is improving, the improvements are not
happening quickly enough. The report is also highly critical of
the amount of good information available and that too many measures
are about sickness rather than health.
The commission
found wide variations in healthcare between different parts of the
country and different groups of the population saying, ‘Britain
is still plagued by health inequalities more than half a century
after the creation of the NHS’. The document reports that
many deprived communities, with the greatest health needs, are not
getting their fair share of NHS resources while wealthy communities
(eg, districts like Kensington and Chelsea) are receiving more than
they need. The Healthcare Commission has pledged to put inequalities
of healthcare at the top of its agenda and part of its future work
will be to ensure that the NHS identifies the reasons for the variation
in healthcare and what it intends to do to address the inconsistencies.
The report also
says that in its first year of operation the commission will conduct
a national review of A&E services as well as a joint review
(with the Audit Commission and the Commission for Social Care Inspection)
of the older people’s national service framework.
Many NHS patients are not involved enough in decisions about their
care and so cannot give meaningful input to their treatment, according
to Healthcare Commission results of various surveys covering over
300,000 patients. The surveys of ambulance
services, young
patients and mental
health services are the first of their kind. Inpatient
surveys and patients
in PCTs have been carried out for the second time.
From the results of all five surveys, the Healthcare Commission
says it has particular concerns around information for patients
and involving them in planning their care, particularly in the services
for patients with mental illness. Many patients, particularly adults,
are being discharged from hospital without enough information about
how to cope at home. As a result of the findings, the commission
has identified patient information and involvement as a key area
for improvement across the NHS over the next year (just as the Commission
for Patient and Public Involvement in Health is set to be abolished
and as patient and user experience appear in the NHS 2005-08 targets
and standards). But a consistent positive theme across the NHS is
patients’ high opinion of the care they receive. They say
they have trust and confidence in the clinical staff, they are listened
to and they are treated with respect and dignity. Ambulance trusts
got a 99 per cent satisfaction rating whilst that for mental health
trusts was 74 per cent.
New
healthcare standards: Standards for better health
The Health and
Social Care Act (2003) placed a ‘duty of quality' on each
NHS body and the government moved to provide direction by consulting
on a set of new healthcare standards for the NHS in Standards
for better health. The NHS does not start with a blank
piece of paper so this will mean major changes to the targets and
performance system that has been operating since 1997. New Labour
has repeatedly been condemned for introducing numerous central targets
and there is a lot of spin with John Reid saying that targets for
waiting lists have done their job and that it is time to be a bit
more sophisticated. Others are saying that the government has done
a complete U-turn.
New
healthcare standards: National standards, local action
2004 has seen
the planning and priorities framework for the next three years published
— National
standards, local action: health and social care standards and planning
framework 2005/06-2007/08. The normally half a dozen
or so pages is now up to 50 pages as the document now includes the
new healthcare standards that the Healthcare Commission consulted
on in Standards for better health. The document follows
on from the NHS improvement plan and they are very much
a pair. So this is a standards-based planning framework for health
and social care, with standards for planning, commissioning and
delivering NHS services. The new standards are supposed to join
up with the new system of chronic disease management and the new
focus on public health. Certainly the formal targets/priorities
do (see appendix B). The number of national targets NHS providers
must comply with has been reduced and existing national targets
(that will have been met by April 2005) will become core standards
(which must be maintained), and NHS providers will be able to set
more locally agreed targets. But be careful with this bonfire of
targets spin. The new ones are broader based than many of the ones
disappearing and if one carefully reads the document one will see
that the targets come with many supporting paragraphs with almost
hidden mini-targets.
The document
lays out two sets of standards — 24 'core' and 10 'developmental'
— in seven key ‘domains’:
- safety
- clinical
and cost-effectiveness
- governance
- patient
focus
- accessible
and responsive care
- care environment
and amenities
- public health
The areas of
clinical and cost effectiveness and public health are the most interesting.
The following is a core standard in this domain:
'Healthcare
organisations have systems in place to ensure that treatment and
care are based upon nationally agreed best practice or nationally
agreed guidance, including NICE technology appraisals.'
— This will be monitored by the Healthcare Commission.
Also note:
'…ensuring
that the local director of public health's annual report informs
their policies and practices.'
— This is an important document to collect and use at a local
level.
'Healthcare
organisations will have disease prevention and health promotion
programmes which meet the requirements of the NSFs and national
plans'.
— This will place an interesting duty on all acute trusts.
So it highly likely now that the current star rating system will
be scrapped by 2006. Consultation on the criteria on which performance
is assessed and the methodology to measure it will be launched by
the Healthcare Commission by the end of 2004.
Commission for Health Improvement
This body has
now been wound up. Amongst the last things to do before the lights
were switched off was to publish a report on a number of service
failures which strongly suggested that the national focus on access
targets for acute trusts could be a key factor behind many failures
as it probably has led to other services receiving less attention.
Risk factors for serious failure identified by the commission at
service operational level included:
- inadequate
arrangements for clinical effectiveness and poor team relationships
with a closed culture at strategic level in the main organisation,
lack of strategic direction and history of recent merger
- at health
community and national policy level, a service may be relatively
low profile and low priority at national level and in policy terms
and different organisations within the health economy not working
together as they should.
Manchester University’s
centre for healthcare management published an analysis of the Commission
for Health Improvement’s work and what lessons the Healthcare
Commission can learn. Learning from CHI: the impact of healthcare
regulation Bottom line Learning
from CHI: the impact of healthcare regulation looks
at the principles of effective regulation.
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